Shelly bohlin finra

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August undefined, 2024

WebOct 22, 2024 · receiving testimony from Shelly Bohlin, FINRA CAT, LLC, Rockville, Maryland; Judy McDonald, Susquehanna International Group, LLP, Bala Cynwyd, Pennsylvania, on … WebOct 21, 2024 · Shelly Bohlin President & Chief Operating Officer FINRA CAT, LLC Before the Committee on Banking, Housing, and Urban Affairs United States Senate October 22, 2024 …

This letter is submitted on behalf of FINRA CAT, LLC (“FINRA

WebJun 2, 2004 · At FINRA, there are four women members in executive management positions and four on the Board of Governors. 37. The door to professional contribution and service … WebAug 10, 2024 · "Interfirm linkage is one of if not the most difficult pieces and the hard part is really getting started," said Shelly Bohlin, FINRA CAT president and chief operating officer … mynseric medication

Oversight of the Status of the Consolidated Audit Trail

WebThe new rule text is available on FINRA’s website. Questions regarding this Notice should be directed to: 00 Shelly Bohlin, Vice President, Quality of Markets, at (240) 386-5029 or … WebQuite the contrary. Hearings such as this one are a unique and powerful opportunity to gather data and hear the opinions of thought leaders within their respective fields of … WebDec 23, 2024 · “FINRA proposed in August 2024 to remove the OATS series rules when firms are able to demonstrate accurate and reliable reporting over a 180-day period. Certainly, … the sitzmark lodge

CAT LLC Meets Major Milestone Markets Insider

Shelly bohlin finra

FIF CAT Event Sponsored by Refinitiv-FIF Events

WebShelly Bohlin has been Chief Operating Officer of FINRA CAT LLC, a subsidiary of FINRA that is the Plan Processor for the Consolidated Audit Trail (CAT), since April 1, 2024. She also … WebOct 28, 2024 · Pitkar emphasized the importance, in cases where counterparties were non responsive, of documenting your efforts and reaching out to the FINRA CAT helpdesk. …

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WebFeb 22, 2024 · CAT Specs Steam Ahead. The CAT NMS LLC operating committee expects to publish the final technical specification for the Consolidated Audit Trail on April 29, … WebJun 15, 2024 · The speaking engagement will be split into two parts: Part 1 will be a fireside chat with Shelly Bohlin of FINRA CAT, Duer Meehan of FINRA CAT and Judy McDonald of …

WebSHELLY SEAN SINGHAL Section Title Report Summary Broker Qualifications Registration and Employment History Disclosure Events CRD# 2234471 1 ... Make sure you know who …

WebOct 22, 2024 · Shelly Bohlin, president and chief operating officer of FINRA CAT — a subsidiary created by FINRA to build the audit trail — Judy McDonald, chair of the CAT … WebNov 27, 2024 · Shelly Bohlin “Obviously having a consolidated database like that with equities and options will be brand new. It doesn’t exist,” said Shelly Bohlin, Quality of …

http://sechistorical.org/collection/oral-histories/20130923_Bohlin_Shelly_T.pdf

WebFound 12 colleagues at Wells Fargo Bank. There is 1 other person named Stan Jeppsen on AllPeople. Contact info: (800) 464-6027, [email protected] Find more info on AllPeople about Stan Jeppsen and Wells Fargo Bank, as well as people who work for similar businesses nearby, colleagues for other branches, and more people with a similar name. mynsfas application for 2023WebSep 18, 2024 · Shelly Bohlin, chief operating officer of Finra CAT, said they decided to offer private-link file uploading and reporting because there are companies who are more … the sitzmark vailWebShelly Bohlin, President & Chief Operating Officer, FINRA CAT LLC. In her testimony, Bohlin explained that the CAT is designed to be a centralized source of information on activity in … the siver toaster sits next to a cool dudeWebThe national securities exchanges and FINRA (collectively the “SROs”) together invite interested industry participants to join a conference call and WebEx presentation on … mynsfas coinvestWebPanelists included Shelly Bohlin, FINRA CAT; Josh Beaton, Morgan Stanley; Katie Madison, FINRA; Michael Brooks, Oppenheimer; and Gregg Berman, Citadel. Please find the … mynsfas apply 2022WebOct 31, 2024 · Shelly Bohlin. Shelly Bohlin is the President & Chief Operating Officer of FINRA CAT LLC FINRA and the third person who testified. She explained further how the … mynsfas contact numbersWebNov 5, 2024 · FINRA CAT, LLC President and COO Shelly Bohlin stated that (i) CAT will prioritize the security of PII and (ii) sufficient data protection measures were being taken. … the siwa dance pop revolution